Securities Fraud & Misrepresentation Lawyer

When it comes to managing your portfolio or planning for your future, you count on your broker or financial advisor to provide you with the information you need to make an informed decision. You trust your advisor to help you plan for a solid financial outlook. A deceptive action by a broker, such as misinformation, neglect, or misrepresentation regarding an investment that results in a betrayal of your trust constitutes fraud. You may not be sure how to go about recovering your losses.

If you have suffered financial investment losses due to neglect, mismanagement, or misrepresentation by your broker or financial planner, contact Andre Perron to help you get your money back. With over 30 years of experience in the business and financial industry, he will provide you with the knowledgeable representation and personalized service you need to pursue those who are responsible. He represents clients in FINRA arbitrations throughout the state of Florida and the United States who may have lost money as a result of:
  • Mismanagement and neglect of investment portfolios
  • Taking on risky investments on the advice of a broker without fully understanding the risks involved or having those risks explained or disclosed
  • Broker misconduct by which the broker makes poor investment decisions on the clients' behalf such as putting them in high-risk securities, junk bonds, or other bad investments
  • Broker fraud or deceptive practices such as Ponzi schemes, churning, "risk free" investments and other forms of securities fraud
We are genuinely concerned about your financial future and have provided some information to help you distinguish between good and bad investments as well as good and bad advisors. Don't be afraid to questions about your investor's background and the investment. Legitimate investment professionals don't mind answering your questions, and they won't sidestep questions with vague answers or continued promises of return. View our glossary of common scams and tips to avoid them.



Feeling Defenseless? Contact an Experienced Florida Trial Lawyer

Due to the complexity of making investments, many ordinary investors may not know that a mistake has been made until it is too late. If you or someone you know has been a victim of someone else's carelessness or neglect, contact attorney Andre Perron today at 941-827-2228 or through thefinanciallawyer.com. Mr. Perron is a certified business litigation specialist and has represented clients in both state and federal courts as well as before both the Financial Industry Regulatory Authority (FINRA) and American Arbitration Association arbitration panels. He works with a fleet of experts and financial consultants with proven track records of success to build a strong case on your behalf. There is no charge for your initial consultation and some cases may be handled on a contingency basis, meaning that you do not pay attorney's fees unless we recover on your behalf.