sarasota financial advisor lawyer

Financial Advisor & Broker Dealer Employment Disputes

The relationship between a financial advisor, his or her firm and the client is complex from a business, trust and legal perspective. Intertwined in this relationship are the promissory notes, retirement plan agreements and employment contracts between the broker-dealer and the financial advisor along with a myriad of Federal and State regulations, self-regulatory organization (SRO) rules (FINRA) such as expungements and intercompany agreements such as the "Protocol for Broker Recruiting," all of which puts both the broker and firm at risk when a broker elects to change firms or retire from the industry.

When you are confronted with these issues as a broker or a branch office manager you need an attorney who has employment law experience in the financial industry. Andre Perron spent over five years representing Smith Barney in employment matters throughout Florida. Mr. Perron has represented both firms and individuals in matters such as termination, discrimination, promissory notes, non-compete injunctions and FINRA arbitrations. This area of practice is unique and requires an attorney who is familiar with not only the legal issues but business practices in the industry. Mr. Perron has this experience and know-how. To this end, Mr. Perron has a Masters of Laws degree in Banking and Finance from Boston University School of Law which gives him a better understanding of complex financial issues. Mr. Perron is also recognized by the State of Florida Bar Association as a specialist in Business Litigation, a certification that is limited to trial lawyers who have demonstrated exceptional skill, experience and knowledge in this area of the law.



Experienced Bradenton-Sarasota Financial Services Employment Lawyer

As your lawyer, Mr. Perron will work directly with you in all aspects of your case. Mr. Perron brings in excess of twenty-five years of experience to your case. He will educate you on your legal rights and pursue effective legal solutions tailored to your needs and goals. Where necessary, he will retain top professional experts from the financial industry with a proven track record to build a strong and effective case.

You do not have to engage a lawyer without experience in the financial services industry. Contact Andre Perron, a Florida trial lawyer with the background, training and relationships to best represent your interests. Call 941-827-2228 to discuss your case today.